Externalization (2): Phenomenology

Last month we investigated the philosophical terms alienation and externalization.  For Sartre, subject and object (or self and world) arise in tandem during an externalization of pre-reflexive consciousness.  For Hegel, self-development occurs by experiencing the world objectively during externalization (Entäuβerung) or self-alienation (similar to losing oneself in one’s object of inquiry), followed by a return to self.  The verb entäuβernmeans “to reverse a state of inwardness,” i.e., to externalize; intensifies the verb äuβern (to say, utter, express, or externalize); and also bears the sense “to renounce, relinquish, divest, dispose, or part with.”  Phenomenology is Hegel’s way of thinking about consciousness itself, consistent with his view that Thought is Being.

      The translator, A. V. Miller, numbered all 808 paragraphs in Hegel’s Phenomenology of Spirit (Phänomenologie des Geistes).  In one computer-based search of the German text for the sub-string “entäuβer”, 44 instances were found.  The first instance, in Miller’s ¶ 229, occurs in a section on the freedom of the self-consciousness to surrender marks of individuality.  Through these “moments of surrender,” consciousness itself is said to obtain the certainty, “to have divested itself of its ‘I’” (“seines ‘Ich’ sich entäuβert zu haben”).  In so doing, consciousness turns its immediate self-consciousness into a thing or objective existence.

      Central to the thought of Hegel was the idea that movements of thought occur in consciousness, be that the consciousness of individuals or the collective, cumulative consciousness of all rational beings.  Within consciousness, dialectical thought-pairs occur as thesis and antithesis (e.g., Being and Nothing) and are resolved on a higher plane of insight (or truth or knowledge) as synthesis (e.g., Becoming).  “Thought-pairs occurring” is the same as “consciousness externalizing itself as thesis and antithesis.”

      Synthesis preserves whatever elements of truth are originally present in thesis and antithesis.  Apparent contradictions between thesis and antithesis are cancelled (aufgehoben).  But it is axiomatic for Hegel that Thought is Being, because the burden of proof that they are different has never been met.  Therefore, the spontaneous process of Thought reaching higher levels of knowledge is the same as Being perfecting its essence and becoming aware of itself.  This spontaneous process of consciousness, Thought or Being becoming itself, is the Absolute.  Hegel sometimes speaks of the Absolute as rationality in Being and of the Absolute Idea as self-determining Reason.

      The Absolute Idea externalizes itself into Nature and Spirit in order to fulfill the self-development (self-unfolding) of consciousness.  In other words, Spirit, acting through its individual spirits, investigates Nature and returns to the Absolute Idea with increased knowledge.  Spirit, acting through its succession of Zeitgeister, investigates politics, history, art, religion, etc. and likewise returns to the Absolute Idea with increased knowledge.  This “returning” is actively experienced: As Hegel remarks in ¶ 802, everything that we know must come before us as lived experience.

      The pinnacle of Hegelian philosophy, Absolute Knowing, is the final cause of the development of consciousness.  Developmental levels include the sense-certainty of external things; the perception of the external world; the understanding of things and forces indicative of a supersensible realm; self-consciousness leading to inter-subjective alienation; Reason, which is the certainty of consciousness that it is all reality; Spirit, which is Reason that is conscious of itself as its own world, and of the word as itself; Religion, which is Spirit aware of itself as Spirit and conscious of self-aware Absolute Being; and Absolute Knowing, which is the grasping of all truth in philosophical form. 

      Hegel notes in ¶ 808 that History is a conscious process of Spirit externalized or emptied out into Time (an die Zeit entäuβert), creating a languid succession of Zeitgeister bearing knowledge and returning to self-consciousness (the Self).  This succession is time-consuming, because the self has to penetrate and to digest the mass of knowledge so returned (“weil das Selbst diesen ganzen Reichtum seiner Substanz zu durchdringen und zu verdauen hat”).  Ultimately, the Self knows what it is; withdraws within itself; and devotes itself to the recollection of its lived experiences, “sunk in the night of self-consciousness.”  In other words, “the goal, Absolute Knowledge, or Spirit that knows itself as Spirit, has for its path the recollection of Zeitgeister as they are in themselves and as they accomplish the organization of their realm.”

Externalization (1): Linguistics

In Franz Kafka’s novella, The Metamorphosis (Die Verwandlung), Gregor Samsa experiences himself one morning as a “monstrous vermin, bug, or insect” (einem ungeheuren Ungeziefer), enduring isolation, alienation (Entfremdung), and dehumanization.  An Entfremdungseffekt [based on the root word, fremd (strange or alien)] is the creation of perceived estrangement or alienation via the presentation of a person or object without normal context.  Such a presentation (de-familiarization or de-naturalization) may serve as the first step in an attempt to see something anew.  While analyzing the Entfremdungseffekt in theatrical works, Berthold Brecht coined the synonym, Verfremdungseffekt, to indicate an attempt to increase understanding by breaking down the wall between the audience and the actors.  [The prefix ver- typically connotes a transgression of boundaries, as in the example of verlängern (to prolong or exceed a length-boundary).]  An example of the “V-effekt” would be an actor temporarily departing from his script during a play in order to lecture the audience directly.

      Alienation is related to externalization.  For Sartre, subject and object (or self and world) arise in tandem during an externalization of pre-reflexive consciousness: Assuming a primordial, stable self leads only to “bad-faith,” renunciation of freedom, and alienation.  For Hegel, self-development (development of the natural consciousness) occurs in stages: One treats oneself as an objective thing in a process of externalization (Entäuβerung), which is also known as self-alienation (Sich-Entfremdung).  One then proceeds to experience the world objectively, formulate various theses and antitheses, resolve contradictions, synthesize higher levels of insight, and “return to oneself” more fully aware of Truth and Being.  The “return to self” is Hegel’s Zu-Sich-Zurückkehrung.  Externalization is an intellectual process for Hegel, related to losing oneself in one’s object of inquiry and returning to self-consciousness with additional insights; whereas Marx “stood Hegel on his head” by emphasizing economic production as that which may be alienated from an individual.

      Regrettably, the native speaker of English can be led astray by the term Entäuβerung because of the following train of thought: The German verb prefix ent- is sometimes used for the English equivalent of un-, dis-, or de-.  For example, entfesseln means to unchain; entdecken means to discover; and entblättern means to defoliate.  Applying this logic to the verb äuβern (to say, utter, express, or externalize thought in some manner), one might infer that ent + äuβern = un + to externalize = to internalize.  Such an inference would be wrong and would “stand Hegel on his head” in yet another manner!  How might we put this train of thought back on its tracks?

      A more comprehensive review of the German verb prefix ent- reveals that three general areas of meaning exist, pertaining to: (1) the beginning of an activity, (2) the separation or removal of something, and (3) the reversal of a state or process.

      (1) Examples of beginning: The verb entstehen can be thought of as “to begin to stand,” i.e., “to originate or come into existence.”  The verb entbrennen can be construed as “to begin to burn,” or “to flare up.”  An implicit sense of “to begin” also occurs in the meaning of entsprieβen, “(to begin) to sprout from”; of entspringen, “(to begin) to arise or issue from”; and of entleeren, “(to begin) to make empty,” or more simply, “to empty.” 

      (2) Examples of removing: The verbs entfesseln, entehren, entarten, entblättern, and entgiften refer to removing chains, honor, form, leaves, and poison, respectively; are rendered in English by verbs containing the prefix un-, dis-, or de- (unchain, dishonor, deform, defoliate, and detoxify); and do not mean beginning to have chains, honor, form, leaves, or poison.  As another example, compare the verb entrücken (to remove from) to the verb rücken (to move, march, or approach): “die Musik hat sie der Gegenwart entrückt” means “the music removed her from the here and now,” not “the music began to move her in the here and now.”  Finally, the verb entfalten refers to removing folds and is translated as “to unfold” or “to develop”; it does not mean “to begin to fold.”

      (3) Examples of reversing:  The verbs enteilen, entfernen, entfliehen, and entkräften refer to reversing states of unhurriedness, proximity, residence, and strength, respectively; and are rendered in English by the expressions “to hurry away,” “to move far away,” “to flee,” and “to weaken.”  The prefix un-, dis-, or de- may also be used in this case: The verb entdecken, referring to a reversal of a state of ignorance, is translated as “to discover”; while the verb entfremden, referring to a reversal of a state of familiarity, is interpreted as “to de-familiarize” or “to alienate.”  The essential point is not whether the prefix un-, dis-, or de- is used, but whether there is an implicit understanding of reversal.  Hence, we can at last resolve the conundrum from which this investigation began: The verb entäuβern means to reverse a state of inwardness, i.e., to externalize; merely intensifies the verb äuβern (to say, utter, express, or externalize); and can also be rendered as “to renounce, relinquish, divest, dispose, or part with.

      The translator, A. V. Miller, numbered all 808 paragraphs in Hegel’s Phenomenology of Spirit (Oxford University Press, 1977).  In one computer-based search of the corresponding German text for the sub-string “entäuβer” (which should find the strings Entäuβerung, entäuβern, and entäuβert), 44 instances were found.  The very first instance occurs in a section on the freedom of the self-consciousness, in Miller’s paragraph 229, where “moments of surrender” enable the consciousness to obtain “the certainty of having truly divested itself of its ‘I’ and of having turned its immediate self-consciousness into a thing, into an objective existence” (“die Gewiβheit, in Wahrheit seines ‘Ich’ sich entäuβert [zu haben], und sein unmittelbares Selbstbewuβtsein zu einem Dinge, zu einem gegenständlichen Sein gemacht zu haben”).

      Thus did an intellectual industry dedicated to the analysis of externalization and alienation come into being!  In next month’s blog post we will consider in more detail the role of externalization in Hegel’s Phenomenology.